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PECB ISO-45001-Lead-Auditor Exam Syllabus Topics:
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Reference: https://pecb.com/en/education-and-certification-for-individuals/iso-45001/iso-45001-lead-auditor
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PECB Certified ISO 45001 Lead Auditor Sample Questions:
As the audit team leader, you are approached by an auditor in training during the lunchtime break. They advise you that the auditor to whom they have been assigned is, in their opinion, acting inappropriately. The auditor is alleged to have told the auditee " not to worry " about several clear nonconformities, has been rude to the auditor in training when they challenged this and has accepted two tickets for a football match as a thank you gift from the organisation.
How would you respond in this situation? Select three.
- A. Allocate the auditor in training to another auditor for the remainder of the audit.
- B. Immediately remove the auditor from the audit team and replace the auditor with the auditor in training.
- C. Tell the auditor in training that the auditor is highly experienced and therefore they must be mistaken in assuming he is at fault.
- D. Thank the auditor in training for raising this and ask the auditor in training if they would like to accept the football tickets.
- E. Ask the auditor in training for specific details and then call the auditor to a meeting to respond to the allegations that have been made.
- F. Immediately terminate the audit and explain to the auditee that the audit will need to be rescheduled.
- G. Assess the risks posed to determining an accurate audit conclusion. If significant, contact the individual (s) managing the audit programme for further instructions.
- H. Continue on as if nothing had happened, but make a mental note to deal with the issue on returning to the certification body ' s office.
Correct Answer: A,E,G 🗳️
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Which two of the following options do not participate in a second-party audit against ISO 45001?
- A. An auditor employed by a certification body
- B. An auditor trained in the CQI and IRCA scheme
- C. An auditor employed by an external consultancy organisation
- D. An internal auditor from the auditee
- E. An auditor from a customer
- F. An auditor from an accreditation body
Correct Answer: A,F 🗳️
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An audit team member assigned to audit the management review and planning processes prepares a work document.
What is the name of the document prepared by the auditor?
- A. Audit report
- B. Audit plan
- C. Audit checklist
- D. Audit nonconformity report
Correct Answer: C 🗳️
Select two of the following options which are not the responsibility of an audit team leader.
- A. To represent the audit team.
- B. To develop the audit team ' s checklists.
- C. To offer certification to the management.
- D. To report the audit results to the client.
- E. To introduce the audit team to the client.
- F. To communicate with the auditee ' s management.
Correct Answer: C,E 🗳️
Auditors should have certain knowledge and skills, while audit team leaders should have some additional knowledge and skills.
From the following list, select two that only apply to audit team leaders.
- A. Make effective use of resources provided to the audit
- B. Verify the relevance and accuracy of collected information
- C. Understand and apply the risk-based approach to auditing
- D. Plan the audit
- E. Apply appropriate sampling techniques
- F. Be aware of cultural and social aspects of the auditee
Correct Answer: A,D 🗳️
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