FINRA Series-7 (General Securities Representative Qualification Examination) Certification Exam is an essential exam for individuals who wish to work in the securities industry. It is a comprehensive exam that tests the candidate's knowledge of securities industry regulations, investment products, and market analysis. Passing the exam is a prerequisite for individuals who wish to be registered representatives or stockbrokers in the United States.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

FINRA Series-7 (General Securities Representative Qualification Examination) exam is a proficiency test for individuals seeking to become licensed securities representatives. Series-7 exam is administered by the Financial Industry Regulatory Authority (FINRA) and is required by most states and financial firms for professionals looking to sell securities. The purpose of the exam is to ensure that the individual has the necessary knowledge, skills and abilities to perform their duties as a securities representative.

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Candidates who wish to take the Series-7 exam must meet certain eligibility requirements. They must be sponsored by a FINRA member firm, be at least 18 years of age, and have passed either the Securities Industry Essentials (SIE) Exam or a qualifying exam prior to taking the Series-7 exam. Once a candidate has met these requirements, they can register to take the exam at a Prometric testing center.

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The FINRA Series-7 exam covers a wide range of topics related to the securities industry, including equity and debt securities, investment banking, options, mutual funds, and variable annuities. There are a total of 125 multiple-choice questions on the exam, and test-takers have 3 hours and 45 minutes to complete it.

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